Ensuring your AML/CFT compliance team is prepared for their exams can be a daunting task.
This insightful job aid provides a checklist outlining what to do before your exam, while the examiners are onsite at your financial institution, and after you receive the examiner’s report – as well as helpful information on how to review your own compliance program.
Nasdaq Verafin is the industry leader in enterprise financial crime management, providing a cloud-based, secure software platform for fraud detection and management, BSA/AML compliance and management, high-risk customer management and information sharing. More than 1,200 credit unions use Nasdaq Verafin to effectively fight financial crime and comply with regulations. Leveraging its unique big data intelligence, visual storytelling and collaborative investigation capabilities, Nasdaq Verafin reduces false positive alerts, delivers context-rich insights and streamlines BSA/AML compliance processes. Nasdaq has industry endorsements in 45 states, including the TBA, WBA, FBA, MBA, and CUNA Strategic Services.
